Modern Compliance

Now and for the future.

How we can help you

SIMPLE SOLUTIONS

Today’s firms face complex regulatory requirements. We simplify those requirements through bespoke solutions.

EXPERIENCE

Combining industry specific knowledge and years of experience to provide ad hoc or ongoing support.

CULTURE

Ensuring a robust compliance framework is embedded within your business strategy, management processes and staff commitment at all levels, to promote your company culture.

CONDUCT

Keeping your clients at the forefront of every decision.

About Us

We do not run our business by quoting the handbook. McNaughton Solutions aims to provide firms with Modern Compliance solutions. Our team of experienced and professional individuals know and understand how you as investment managers, asset managers or brokers operate your business and service your clients because we have worked in the industry. We provide you with practical compliance solutions appropriate to your business.

Understanding and staying current with regulation can be hard to interpret, time consuming and prohibitive in cost to implement for your business. We have proven solutions which provide you with systems and controls to ensure you meet your regulatory obligations and run a realistic compliance programme day to day, without tying up valuable resources.

We specialise in the following areas:

INITIATING COMPLIANCE FOR NEW ENTERPRISES

SUPPORTING EXISTING BUSINESS

SERVICES FOR BROKERS, ASSET & INVESTMENT MANAGERS

What we do for new business:

Simply click on the path to see how the process works

Initial application
Implement regulatory framework & procedures
Create automated compliance monitoring programme
Ongoing reviews
Adhoc support
Implement new regulation

Need help with existing business?

Our tried, tested and trusted services can help you
Framework review
Create gap analysis of requirements
Implement changes to procedures & day to day operations
Variation of permission
Ongoing reviews
Adhoc support
Implement new regulation

Contact Us

If you’d like to find out how McNaughton Solutions can help your company,  just get in touch on our form below and we will make contact as soon as possible

ABOUT US

We do not run our business by quoting the handbook. McNaughton Solutions aims to provide firms with Modern Compliance solutions. Our team of experienced and professional individuals know and understand how you as investment managers, asset managers or brokers operate your business and service your clients because we have worked in the industry

CONTACT US

Email: kate@mcnaughtonsolutions.com
Call: 07909904636